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Compliance Officer
- To be advised
- Permanent, Full Time
- Closing in 49 days
- Search and Select Recruitment Agency
Our client is seeking a Compliance Officer to join their team. You will work closely with the Head of Compliance to ensure the firm meets its regulatory obligations, with a focus on AML/CFT compliance, internal monitoring, policy review, and staff training. Key Responsibilities: Assist in the development, implementation, and maintenance of internal compliance policies and procedures, including AML/CFT frameworks. Conduct compliance monitoring reviews in line with the compliance monitoring plan. Assist with on-boarding processes and reviews for new clients, including CDD and risk assessments. Support the collation and submission of regulatory filings (e.g. annual returns, AML/CFT reports). Monitor and review updates to applicable laws, regulations, and guidance, and help ensure business-wide awareness and implementation. Provide training support, including maintaining training records and assisting in the delivery of internal training sessions. Assist with preparing reports and management information for the Board and regulators. Maintain accurate records of compliance activity, breaches, and remediation. Liaise with administrators and colleagues on compliance matters and provide guidance as appropriate. Support the MLRO/DMLRO in investigations and internal reporting. Assist with audit and inspection preparation. Key Skills & Experience: Minimum 3 years' experience in a compliance role within the TCSP or other relevant sector. Holding or working towards a relevant compliance qualification (e.g. ICA Certificate/Diploma or equivalent). Strong working knowledge of AML/CFT regulations and the Isle of Man's regulatory environment. Excellent attention to detail and organisational skills. Strong verbal and written communication skills. Ability to manage multiple deadlines with minimal supervision. Familiarity with FATCA/CRS and data protection principles would be highly desirable. Exposure to client on-boarding processes. A second language would be an advantage.
If you have the required skills please apply online at searchandselect.com quoting reference number: 15844.
