Compliance Supervision Executive

Our client seeks a Compliance Supervision Executive to join their team. Key Responsibilities Maintain an up to date and working knowledge of the Islands AML/CFT legislation, Codes framework. Work with Team members to draft, maintain and deliver the AML/CFT Supervisory Inspection Programme, including all supporting documentation and related reports. Manage the administrative requirements of scheduling and the delivery of AML/CFT Supervisory Inspections. Take steps to ensure full familiarisation with the status of each Practice, the nature of the services provided and their client base in order to be able to apply a risk-based approach to supervision employed by the Company. Establish a regulatory and support relationship with the MLROs of each Practice; maintain and implement effective communication channels with this group. Assist team member(s) with the identification of suitably qualified speakers / trainers to deliver the annual AML/CFT Masterclass for Members. Work with Team members to identify and customise annual on-line AML/CFT training modules to be made available to all those employed in associated Practices. Take calls / emails from the AML/CFT Helpline of the Society and provide support to the Members. Maintain an advisory log to identify key themes for the profession. Assist Team Members to host quarterly compliance coffee hours. Draft the Compliance content for the Company's weekly email. Assist with the compilation of evidence and written reports for the purpose of sanction or enforcement action. Training and supervision of junior members of staff if required. Drafting of procedures as and when required. General office administrative duties including assisting and covering when team members are on leave etc.
If you have the required skills please apply online at searchandselect.com quoting reference number: 16109