Compliance Technician

About our Client Our client is an award-winning financial services group offering comprehensive investment platforms, discretionary asset management, and corporate banking solutions. They are a proudly independent, family-owned business with a strong reputation for building trusted, transparent relationships with clients worldwide. Known for their state-of-the-art technology and pragmatic approach, they deliver dependable investment management solutions that meet the diverse needs of institutional and private clients across multiple jurisdictions. The Role: We are seeking a Compliance Technician to join our client's Group Compliance Team as an integral member operating from the 2nd line. This is an exceptional opportunity to engage and partner with business areas across the organisation, delivering regulatory support, training, and expertise that drives compliance excellence. You will work collaboratively to achieve the Group's overarching compliance objectives while contributing to policy design, stakeholder engagement, and regulatory reporting at the highest levels. Key ResponsibilitiesDesign policies, frameworks and standards of conduct, working with Senior Management to ensure effective implementationDesign and deliver theme-based training and education programs as part of annual training agendas and ad-hoc requirementsUndertake compliance monitoring activities, document findings, engage with stakeholders, and obtain management responsesBuild strong stakeholder relationships and represent the 2nd line as subject matter specialist at technical workshops and working party sessionsProvide advice, guidance, oversight, and challenge on regulatory and conduct mattersSupport implementation of new rules, regulations, and legislationCollate data for compliance reporting packs for Executive Committee, Risk Committee, and Board meetingsAssist in compilation of scheduled regulatory submission packsDeliver balanced and measured views, perceptions, and opinions across all compliance activities Skills & Experience Required Essential:Minimum 3 years' experience in compliance or investment role within FSA regulated (or equivalent) environmentStrong working knowledge of the Isle of Man Financial Services Authority Rule BookComprehensive understanding of investment or banking sector concepts and principlesProven track record in design, development, and implementation of 2nd line compliance processesWorking towards recognised compliance or investment-related qualifications (ICA International Advanced Certificate level or equivalent)Excellent communication skills at...

For a full list of responsibilities and requirements or to apply for this great role, please visit the website at searchandselect.com, quoting the reference number: 16393