Head of Compliance - FTC

Our client seeks a Head of Compliance to join their team for a short contract. This is a critical role which includes overseeing compliance monitoring, policy development, regulatory reporting, risk management (across financial, legal, regulatory, and operational domains), and acting as a key liaison with the IOMFSA and other stakeholders. Key Responsibilities: Act as the R13 Head of Compliance Controlled Function holder, fulfilling all associated responsibilities and maintaining fitness and propriety. Oversee compliance with all conditions of the licence and applicable Isle of Man regulatory requirements. Establish, maintain, and oversee robust, documented arrangements (policies, procedures, systems, and controls) appropriate to the nature, scale, and complexity of the business (Class 8(2a) & (4)) for compliance with all regulatory requirements. Ensure appropriate segregation of duties, safeguarding of client assets (including relevant funds under Class 8 rules), maintenance of records, and fair treatment of clients. Key Skills and Experience: Minimum 5 years of compliance experience within the financial services sector, with experience in a senior compliance role. Bachelor's degree in Law, Finance, Business, or a related field. Relevant professional compliance qualifications (e.g., ICA Diploma) are highly advantageous.
For a full list of responsibilities and requirements or to apply for this great role, please visit the website at searchandselect.com, quoting the reference number: 16571