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Compliance Officer
- To be advised
- Permanent, Full Time
- Closing in 61 days
- Search and Select Recruitment Agency
Our client seeks a Compliance Officer to join their team. Role Profile: Review and ensure frameworks, client files and internal controls meet evolving regulatory expectations and align with best practice standards. Assist in the implementation and maintenance of the risk and compliance framework. Ensure that the procedures of the company are followed at all times. Provide general administrative support to the Risk & Compliance team. Actively promote a positive culture of compliance and image of the Company. Key Responsibilities: Assisting with the development and execution of the Groups annual compliance monitoring plan, tailored to its regulated activities. Conducting thematic reviews, spot checks, and risk-based sampling of client files, onboarding, risk assessments, and ongoing monitoring. Validating the effectiveness of internal controls and remediation efforts following regulatory findings or internal audits. Tracking and reporting progress against the compliance monitoring plan to the Head of Risk & Compliance and relevant committees. Produce structured written reports with actionable findings and root cause analysis. Provide real time feedback and guidance to teams to support regulatory understanding and adherence. Requirements Minimum 3 years; experience in a compliance risk, or internal audit role within a regulated financial services firm, ideally Class 4 and 5. Assured knowledge of the regulatory compliance obligations of Isle of Man regulated entities. Experience of file review and compliance monitoring methodologies. High attention to detail, strong analytical skills, and problem-solving mindset. Ability to work independently and manage competing priorities effectively. A relevant professional qualification. Desirable Experience developing and implementing assurance and monitoring frameworks including testing methodologies. Previous experience in the review and assessment of financial crime prevention frameworks.
If you have the required skills please apply online at searchandselect.com quoting reference number: 16032
