Head of Compliance - Investment Management

We are seeking a Head of Compliance to take ownership of the firm’s compliance framework and regulatory engagement. Reporting to the Board (or a nominated Director), you will provide independent oversight, guidance and challenge across the business, ensuring that all activities are conducted in line with applicable Isle of Man regulatory requirements.

This is a key senior appointment requiring both technical expertise and commercial awareness. You will play a central role in shaping the firm’s compliance culture, supporting strategic decision-making, and maintaining a strong and constructive relationship with the Isle of Man Financial Services Authority (IOMFSA).

Key Responsibilities:

Oversee and maintain the firm’s compliance framework in line with IOMFSA rules and other applicable regulations; Act as the primary point of contact with the IOMFSA, managing regulatory communications, submissions and inspections; Develop and implement a risk-based Compliance Monitoring Programme (CMP); Monitor, investigate and report compliance breaches, ensuring appropriate remediation and escalation to the Board; Provide regular compliance reporting to the Board and senior management; Maintain and update compliance policies and procedures across the business; Deliver pragmatic compliance advice to Directors and staff on regulatory and governance matters; Oversee AML/CFT framework, including customer due diligence, ongoing monitoring and suspicious activity reporting; Act as MLRO/DMLRO (if applicable), including responsibility for SARs and liaison with relevant authorities; Identify, assess and manage regulatory and compliance risks, maintaining the compliance risk register; Support internal and external audits and ensure timely resolution of findings; Oversee governance matters including conflicts of interest and personal account dealing; Maintain oversight of outsourced or delegated compliance-related activities.

About You:

Significant experience in a senior compliance role within investment management or financial services; Strong knowledge of Isle of Man regulatory requirements, including the IOMFSA rulebook and AML/CFT framework; Experience dealing with regulators and managing regulatory relationships; Proven ability to operate at Board level and provide clear, independent oversight and challenge; Strong understanding of compliance monitoring, risk management and governance frameworks; Excellent communication skills with the ability to influence across all levels of the business; High level of integrity, professionalism and attention to detail; Relevant professional qualification (e.g. ICA Diploma, CISI or equivalent), Experience acting as MLRO or DMLRO, Prior approval as a Key Person / Controlled Function holder;
Familiarity with investment management industry and platform-based custody (desirable).

How to Apply:

Please submit CV and a covering letter outlining your suitability for the role to hr@resilience.im. We are an equal opportunities employer.