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Compliance Officer
- To be advised
- Permanent, Full Time
- Closing in 52 days
- Search and Select Recruitment Agency
Our client is seeking a Compliance Officer to join their small, collaborative team, supporting client onboarding, due diligence, risk assessments, and maintaining key compliance registers and reports. The ideal candidate will have experience in a similar or legal role and possess strong knowledge of AML/CFT regulations and compliance frameworks. Key Responsibilities: Collaborate on the new business take on process. Screening clients, CDD, Source of Funds/Wealth. Carry out monthly compliance monitoring and testing. Complete Customer Risk assessments, conducting enhanced RA where higher risk indicators are identified (Reputational, Operational etc.). Maintain complaints, gifts, conflicts of interest, bribery, POA and PEP registers. Monitor and keep manuals up to date with legislation. Monthly statistical reporting (entities, directorships, trusteeships, client lists (standard/high). AML/CFT Statistical Return. CAR Report. PI Insurance renewal. DR Testing. Completing Annual Reviews for banks. Monitoring Annual Trusted Introducer. Arrange annual AML refresher training for staff and Key persons/Directors. Maintain Client ID files in good order, ensure CDD is kept up to date as required and signed engagement letters are on file. Completing time recording daily. Any other duties that may be required to fulfil the role.
If you have the required skills please apply online at searchandselect.com quoting reference number: 16068
