Compliance Technician

Our client seeks a Compliance Technician to join their team. Key Responsibilities: Designing policies, frameworks and standards of conduct to ensure these are translated into operational procedures and effectively implemented within the business. Designing and delivering theme-based training and education to the business, as part of an annual training agenda and on an ad-hoc basis. Applying due skill and experience in undertaking the compliance monitoring plan, documenting findings, engaging with relevant stakeholders, and obtaining management response. Providing advice, guidance, oversight, and challenge on regulatory and conduct matters. Advising and supporting on the implementation of new rules, regulations, and legislation. Collating data for the compliance reporting packs for Executive Committee, Risk Committee, and Board meetings. Collating data for, and assisting in the compilation of, scheduled regulatory submission packs. Delivering open, balanced, and measured views, perceptions, and opinions. Key Skills & Experience: At least 3 years working in a compliance or investment role within an FSA regulated (or equivalent) environment. Recognised or working towards, compliance or investment-related compliance qualifications, equivalent to ICA International Advanced Certificate level, or a relevant financial services qualification. Good working knowledge of the Isle of Man Financial Service Authority Rule Book. Good working knowledge of the investment or banking sector and the concepts and principles relating to the sector. Strong communication skills at both operational and strategic levels. Excellent work ethic. Strong implementation skills with a focus on results. Proven track record in the design, development, and implementation of efficient and effective 2nd line compliance processes in a financial services business.
If you have the required skills please apply online at searchandselect.com quoting reference number: 16146